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PP-406, the Inventory

A Maine conservator’s first filing: everything the individual owned on the day of appointment, at market value.

By Fidura staff. Last reviewed .

Who files
Every conservator, of an adult or a minor
When it’s due
90 days after appointment
18-C M.R.S. §5-420(1) (opens in a new tab)
Where
The Register of Probate in the county that appointed you
Filed through Maine Probate EZ-File. A self-represented conservator who has not registered may file on paper. M.R.Prob.P. 92.3 (opens in a new tab)

Within 14 days after filing, give notice to the individual and everyone entitled to it. §5-420(2) (opens in a new tab)

What it asks for

The value column takes fair market value with nothing taken off for what is owed. A mortgage or lien goes in the encumbrance column beside it, and line 26 subtracts it.

The parts of PP-406
PartWhat goes there
A, items 1–6Real property, with book and page if recorded and the nature of the interest
B, items 7–17Tangible personal property: vehicles, furniture, belongings
C, items 18–25Intangible personal property: bank accounts, investments, money owed to the individual
26Gross value of real and personal property, less their encumbrances, gives the net value
27Appraisers you hired, their addresses, and the items each appraised
28The items you appraised yourself

Attach extra sheets if the lines run out. No bank statements are required. EZ-File charges $7 for each filing, per maineprobate.net (opens in a new tab).

The statute asks you to swear or affirm that the inventory is complete. §5-420(1) (opens in a new tab)

Common mistakes

Values as of the filing date

Use the values on the day of your appointment, even if you file weeks later.

Full account numbers

For a bank account, give the bank, the last four digits and the type of account.

Appraisals left unnamed

Items 27 and 28 ask who valued each item: an appraiser you hired, or you.

Your first account

Item 1 of your first PP-407 (opens in a new tab) account takes its net values from line 26 of this inventory. That account goes with your yearly PP-412 report.

Sources

Also for Maine: PP-412, Conservator's Report

We make Fidura, guardianship accounting software built on a reconciled register for each ward. See the product

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